Raymond James’ Helck on Fiduciary Standard: ‘No Problem,’ but ‘Devil in the Details’
The head of Raymond James’ Private Client Group worries that the ’40 Act “doesn’t work” when it comes to non-discretionary accounts, so need exists to write new fiduciary rules.
Raymond James’ Averitt Recognized for Leadership at Conference
The popular leader of Raymond James’ independent-advisor channel steps down after 34 years at the firm.
Raymond James’ Curtis Voices Qualified Support for Fiduciary Standard
In his coming-out as successor to Dick Averitt at Raymond James' independent contractor arm, Curtis says he would like to see better definition of an "FA-level" fiduciary standard.
6 Moves Advisors Should Make in ‘Volatile’ 2012: Andy Friedman
The election and other hot political issues will keep markets volatile, attorney Andy Friedman says.
Raymond James Rolls Out New Advisor Software at Confab
At the Raymond James conference, Scott Curtis took the helm as leader of RJ's independent-contractor channel while other executives unveiled the company's new desktop system.