Why the SEC Must Revise Its Proposed Reg A Rule
The SEC wants to transform Regulation A offerings into covered securities, which by law are not subject to state review. That's not what Congress intended.
Beware of Fraud in Self-Directed IRAs: SEC, NASAA
The SEC’s Office of Investor Education and Advocacy and NASAA issued an Investor Alert warning investors of the potential risks associated with investing through self-directed IRAs.
NASAA Warns on Fake Facebook Friends, Offers Ways to Protect Self
Social networks are a prime breeding ground for con artists looking to defraud investors, warns the NASAA. Here are the red flags to spot them, and tips on protecting against them.