FINRA Fines Morgan Stanley $5M Over IPO Share Sales
FINRA said Morgan Stanley had “supervisory failures” in initial public offerings for Facebook, Yelp and 81 others.
12 Best & Worst Broker-Dealers: Q4 Earnings, 2013
Some of Wall Street's major players haven't been able to turn their results around, but others are putting their troubles behind them.
Morgan Stanley Nabs 5 UBS Advisors
The latest recruits should come on board with about $750 million in assets and nearly $5 million in yearly production.
Morgan Stanley to Slash 1,600 Jobs
The cuts focus on institutional operations, such as investment banking and trading activities at the wirehouse.
Wirehouses, IBDs Post Final Recruiting Wins, Losses of 2012
Morgan Stanley, Merrill Lynch and other firms saw a number of advisors come and go at year end.
Massachusetts Slaps Morgan Stanley With $5M Fine Over Facebook IPO
Massachusetts regulators said the firm's investment bankers had 'inappropriate influence' on its research analysts
Morgan Stanley’s 2013 Advisor Comp Plan Seen as Good for Medium Term
New stock ownership and other shifts may not help in the short run, experts say, but provide benefit as time passes.
Morgan Stanley Alters Advisor Comp Plan, Offering Discount Stock in 2013
The bonus for total revenue in 2013 will be cut by 2% to cover compensation adjustments next year.
Morgan Stanley Nabs $5.5 Million Producers From Merrill, Barclays
The eight financial advisors also have nearly $780 million in combined client assets
RJ Grabs $800K Ex-Morgan Stanley FA in West Virginia
The advisor has been in the business since 1978 and has about $215 million in client assets