Morgan Stanley Opens Miami Office for Ex-Credit Suisse Reps
The new office serves Latin American clients and has some $7 billion in assets under management.
Recruiting Roundup: Raymond James Adds Affliates, Reps With $3.2B in Assets
Meanwhile, Merrill Lynch, RBC, Dynasty, Schwab and other firms welcome new advisors to their operations.
Morgan Stanley Files to Launch ETFs
The wirehouse plans to introduce both passive and active products, according to SEC registration documents.
Recruiting Roundup: Raymond James Adds $620M Bank Group, Advisor
Meanwhile, Morgan Stanley picks up four reps with a combined $790 million in assets.
NBA, NFL Players Win Arb Case Against Morgan Stanley
The case was brought before FINRA and alleged the firm did not adequately supervise a now-barred broker.
Recruiting Roundup: Merrill Lynch Picks Up $1.7B Reps From Rival
Raymond James and Woodbury also announced their latest recruits.
LPL Reports Latest Asset, Recruiting Figures
The IBD had mixed results in April but attracted close to 60 reps in Q1'16.
Raymond James Taps San Diego Branch Manager, Adds Team in Boston
LPL Financial welcomes a group back to its platform; Wells Fargo share news of appointment.
UBS Partners With SigFig on Tech Platform
The Americas wealth unit has decided not to go it alone when it comes to digital offerings; no robo-advisor is planned.
11 Best & Worst Broker-Dealers: Q1 Earnings, 2016
Results for financial firms were generally the same: bad, with one standout.