Casady Leaving LPL at ‘Challenging Time,’ Recruiters Say
The independent broker-dealer says President Dan Arnold will take over from Mark Casady next month.
Star LPL Rep Charged With Annuities Fraud; Targeted Elderly
A client in her 80s with dementia and limited funds was sold an annuity with a seven-year surrender policy, Massachusetts regulators say.
LPL Opens New Campus in South Carolina
Gov. Nikki Haley attended the event in Fort Mill, where the IBD inaugurated its second "green building."
LPL Nabs $4B Group With 135 Reps From Lincoln
Integrated Financial Partners of Waltham, Massachusetts, is joining its IBD and hybrid RIA platforms.
Raymond James Adds 3 Texas Reps, Shares October Results
The firm attracts the independent advisors from rival LPL Financial in different parts of the Lone Star State.
LPL Continues Strong Recruiting Drive in Q3
A large number of advisors moved to the IBD from Cetera, Wells Fargo and Edward Jones.
12 Best & Worst Broker-Dealers: Q3 Earnings, 2016
After two weak quarters, the financial sector begins to see better results.
What’s the Chance Schwab Will Buy LPL?
Industry consultants don’t mince words when it comes to a rumored merger of two large players in the financial space.
Ron Carson Jumping to Cetera From LPL
The potential switch could affect more than $6.5 billion in assets on its RIA platform and other operations.
LPL Welcomes Back $245M Team, 6 Advisors
Meanwhile, Korean-American bank in Los Angeles affiliates with Cetera BD.