Securities America Adds $1.35B Group From LPL: Recruiting Roundup
Plus, Woodbury Financial, Ameriprise, LPL, Raymond James and Janney share details on their newest recruits.
LPL Grabs Longtime Wells Fargo Exec to Be Chief Strategist
John Lynch was with Wells Fargo since 1996 and is now based in Charlotte, N.C.
LPL Makes Retirement Plan Push With FAs
Retirement Partners head Bill Beardsley and national sales chief Andy Kalbaugh are hoping to bring more LPL reps and ex-NPH advisors into the fold.
LPL Lays Out Plans for NPH Broker-Dealer Integration
LPL Financial confirmed industry speculation by announcing that it recently bought Jackson National Life affiliate National Planning Holdings’ four broker-dealers.
5 Big IBD Deals Dwarf RIA Mergers in 2017
Five large IBDs “are helping to shape the IBD channel into a concentration of a small number of large firms,” Fidelity reports.
Regulators Charge SII With ‘Unethical’ Conduct Tied to REIT Sales
Advisors' commissions on the sales topped $278,000, according to Massachusetts securities regulator William Galvin.
Is LPL’s Purchase of NPH Savvy or Reckless?
Analysts and executives discuss the pros and cons of the IBD's $325 million purchase.
Will LPL’s New NPH Reps Stay or Go?
Industry specialists debate how the move to a self-clearing firm could impact the 3,200 reps.
LPL Buys 4 NPH Broker-Dealers
The $325-million purchase price could rise, depending on how much of the National Planning Holdings advisors' revenue moves to their new parent firm.
Tax Credit Boost Could Increase Small-Business Retirement Plans: LPL
LPL surveyed 791 small businesses with 25 to 99 employees to find out how to increase access to retirement savings.