fi360 urges SEC to consider third-party advisor exams
As user fees bill and SRO options stall, fi360 urges leveraging third-party compliance reviews
Top 5 Fiscal Cliff Tips for Advisors: Fi360
Fi360’s Kathy Stewart offers the basics on how to help spooked clients take action if the Bush tax cuts aren't extended or made permanent.
fi360, TRAU Join in Fiduciary, Retirement Education Plan
Blaine Aikin, CEO of fi360, says advisors who complete the retirement modules through fi360 get credit toward the C(k)P, while TRAU students can work toward the AIF designation.