8 Warnings for Bitcoin Investors
William Galvin, Massachusetts' top securities regulator, shares some things to know before investing in digital currencies.
SIFMA Sees SEC Fiduciary Rule Proposal Within 18 Months
The lobbying group takes SEC Chairman Jay Clayton "at his word" that the rule is a top priority, CEO Ken Bentsen says.
Level Fee Trend Survives Fiduciary Rule Delays
The DOL fiduciary rule has created a big shift that is most prominent among advisors who provide retirement-related advice for major financial firms.
How to Be a Marketing Fiduciary in 3 Areas of Your Practice
The way an advisor markets his firm can touch every aspect of his business, leaving clients and prospects alike feeling either valued or not.
Ron Rhoades Sees Grim Fiduciary Rule Future
Rhoades, a fiduciary rule proponent, doubts the full rule will go into effect during the Trump administration.
DOL Officially Delays Start of Fiduciary Rule
During the 18-month extension, Labor will decide whether to propose changes to fiduciary rule.
Fee-Based Annuities and the Fiduciary Rule: One Size Doesn’t Fit All
Fee-based annuities are the product for advisors who wish to continue to sell variable and fixed indexed annuity products under the rule.
Vanguard, TD Ameritrade Cheer DOL’s Move to Delay Rule
The CFP Board, however, says the delay is unnecessary.
IRA Rollover Traps Lurk Under DOL Fiduciary Rule
Advisors must proceed with caution when discussing a client’s existing retirement assets to comply with the rule or avoid its application entirely.
New DOL Rule Changes the Way Annuity Salespeople Do Business
Feeling lost when you try to read fiduciary rule articles? Here's a look at the basics.