Senator Enters Race to Kill DOL Fiduciary Rule
Sen. Roy Blunt's bill is companion legislation to Rep. Ann Wagner's bill, the Retail Investor Protection Act, which passed the House in October.
How Annuities Will Be Transformed by DOL Fiduciary Rule
After DOL’s rule is adopted this year, advisors will face a very different world when designing or selling annuities.
Who Wins, Who Loses With New DOL Rule? $3 Trillion in Play
Morningstar's Stephen Ellis looks at the costs, benefits of DOL fiduciary rule, says $3 trillion in assets will be affected.
Bills Introduced to Foil DOL Fiduciary Plan
The SAVERS and ARAP Acts aim to preserve relationships between advisors and retirement savers, supporters say.
Fiduciary vs. Broker: It’s a Matter of Cost
Here's what I think caused the rift between brokers and their BDs.
Caveat Empty: Most Clients Don’t Understand the Brokerage Business
The principle of caveat emptor went out the window when brokers started using the moniker “advisor” to evade the ’40 Act standard.
Valliere Upbeat on Ryan, Economy; Predicts Clinton vs. Rubio Election
The political strategist talks about why both parties are terrified of their presidential front-runners and says the fiscal picture is brighter than many observers think.
FSI Urges Advisors to Prepare for ‘Post-DOL World’
Trade group spells out what many changes will look like as new fiduciary rules move forward in Washington.
How Fiduciary Rule Will Change Advisor Business: AIG Advisor Group Panel
FSI's Dale Brown joined other experts at the ConnectED conference in San Antonio to address the practicalities of DOL's fiduciary rule.
5 Trends Impacting LPL’s Results & IBD Space
The independent broker-dealer sees M&As, fiduciary matters and lower sales of alternative products ahead.