Cetera BD Has New Operations Chief
Tim Stone takes over as COO, after predecessor Tom Taylor becomes president of the 2,400-advisor IBD.
Ron Carson Completes Move From LPL to Cetera
The wealth management group has over $6.5 billion in assets on its RIA platform and other operations.
Ron Carson Jumping to Cetera From LPL
The potential switch could affect more than $6.5 billion in assets on its RIA platform and other operations.
Cetera Says It, Too, Will Keep Commissions in Retirement Accounts
Cetera Financial makes the announcement as it rolls out new technology related to the DOL fiduciary rule.
Cetera to Sell Legend Group to Lincoln Investment
The deal affects about 350 advisors, $6 billion in assets and clients who are retired from teaching and other non-profit jobs.
Cetera Recruiting Exec, Jay Vinson, Has Departed Firm
Jay Vinson is no longer with Cetera Advisors, which means he is free to move to rivals like the Advisor Group, a recruiter says.
Cetera Replaces CEO Roth With Moore as RCS Bankruptcy Woes Fade
With the RCS Capital bankruptcy behind it, Cetera appears to be replacing a “wartime leader” with a “peacetime leader,” one observer says.
Roth Tells Cetera Reps He’ll Bring ‘Clarity’ on Leadership Soon
The executive sent a memo to the IBD's 9,000 reps on Monday amid intense industry chatter.
Recruiting Roundup: Raymond James, Cetera Add Groups
Meanwhile, two RIAs merge to form group with $13 billion in client assets.
LPL Sees Big Uptick in Recruited Reps
A large number of advisors moved to the IBD from Cetera Financial, Advisor Group and other broker-dealers.