HighTower Nabs $500M JPMorgan Team, $230M Merrill Rep: Recruiting Roundup
Also, Wells Fargo attracts two Morgan Stanley reps with $370 million; Cetera adds new bank client with $225 million.
Cetera Taps Ex-AFLAC Marketer as CMO
It also brings back a large financial-institutions client with $507 million in brokerage assets.
Citing DOL Rule, Girard Goes Indie With Cetera
Girard Securities is expected to start winding down its broker-dealer platform in November.
In a Shift, Cetera to Gather Its BDs at '18 National Conference
News of the plans, which will include "firm-specific" events, is being shared in a decentralized fashion.
Raymond James, Dynasty Add Big Wirehouse Teams: Recruiting Roundup
Meanwhile, Cetera attracts a group with 55 indie advisors in Southern California.
HighTower Adds $500M Group From UBS, Merrill: Recruiting Roundup
RBC gets all-female UBS team, LPL attracts hybrid group, Cetera shares board news, and Wells Fargo promotes execs.
Merrill Lynch Adds Duo From Wells Fargo Private Bank: Recruiting Roundup
Meanwhile, the $600 million investment arm of Prosperity Bank affiliates with Raymond James Institutions unit.
Who’s Moving to LPL?
The number of reps joining the firm was way up in the fourth quarter, but new assets are not showing a similar spike.
Cetera Names New General Counsel
Brian Stern leaves HD Vest in Dallas to join Cetera Financial Group in Los Angeles.
HighTower Nabs $1B Breakaway Duo in New York: Recruiting Roundup
Meanwhile, RBC adds a pair from Merrill Lynch in Minneapolis with $1 million in yearly fees and commissions.