California Regulators Check 1% of BDs, Investment Advisor Firms: Report
Less than 270 exams took place in the 2015-16 fiscal year, according to the state's Department of Business Oversight.
Wells Fargo Faces California, New Jersey Probes Over Sales
Regulators investigate allegations of fraud, misconduct; Prudential also faces review after whistleblower lawsuit.
Wells Fargo Probed for Criminal Identity Theft in California
Attorney general serves search warrant on lender; the bank says it’s cooperating, providing requested information.
California Suspends ‘Business Relationships’ With Wells Fargo
California is the largest municipal-bond issuer in the U.S. and has $75 billion in investments.
Napa Earthquake Could Cost $4 Billion as Wineries Close
Insurers will probably cover about $2.1 billion of the damage from the quake, the strongest Northern California has seen in 25 years.
2 Cities With Best 401(k) Savers: Fidelity
Workers in two California cities are saving the most in their 401(k) plans and taking fewer loans on them.