Jason Zweig Calls for Robots as Regulators
Jason Zweig is causing controversy—again—suggesting the ongoing SRO debate would be solved with robots (seriously).
Worst-Case Scenario Is Diluted Fiduciary Standard: TD’s Nally
At NAPFA National, the new head of TDAI made the case for RIAs, younger advisors and female clients, but fretted about Dodd-Frank implementation, and urged advisors to “focus on running a business.”
Fiduciary Standard: Assessing SIFMA’s Peculiar Definition
With SRO for advisors back in play, comparing line-by-line SIFMA’s proposed fiduciary precepts with the 40 Act rules for RIAs.
SEC’s Aguilar to IAA: SRO Is Still ‘Not the Best Choice’
The commissioner tells the IAA that he also believes in the strictest definition of fiduciary and sees his role as protecting the interests of "hardworking" investors.