Raymond James Recruits Wirehouse Reps With $1.75B
The 11 financial advisors join its employee, independent and Alex. Brown units from UBS, Merrill Lynch and Morgan Stanley.
Morgan Stanley Fires Ex-Rep. Harold Ford Jr. After Accusation by Woman
Ford was hired by Morgan Stanley in 2011 as a senior client relationship manager.
Morgan Stanley Undercuts Rivals With Robo
Targeting younger investors, Morgan Stanley has launched its online platform, Access Investing, with an annual fee below that of wirehouse rivals.
UBS Exits Protocol, Creating ‘New World’ for Advisors, Clients
The departure will impact reps and clients, says Danny Sarch, though Mark Elzweig sees things differently.
Ameriprise Adds 3 Morgan Stanley Advisors: Recruiting Roundup
The advisors come on board in Arizona, Massachusetts and Minnesota with a total of $234 million.
Flattening Yield Curve Is Like Surging Bitcoin to Morgan Stanley
As the price of bitcoin nearly doubled since September, the yield spread between two- and 30-year debt has been narrowing.
13 Best & Worst Broker-Dealers: Q3 Earnings, 2017
Most, but not all, large financial firms with broker-dealer operations reported positive results for the quarter.
Will More Firms Leave Broker Protocol?
After Morgan Stanley's exit, the recruiting scene could shift in a variety of ways, says one industry watcher.
Securities America Nabs $1.7B OSJ From National Planning Corp.
Two Ladenburg Thalmann-owned BDs have landed billion-dollar groups.
Questions Arise on Broker Protocol Manager as Morgan Stanley Exits
The law firm in charge of the agreement has powerful clients who are signatories, which could cause conflicts, two attorneys say.