Tom Nally: The 2012 IA 25 Extended Profile
Having spent nearly 20 years serving registered investment advisors in TD Ameritrade’s RIA segment, Tom Nally is ready to face what may be his greatest challenge.
Robert Pozen: The 2012 IA 25 Extended Profile
As chairman emeritus of MFS Investment Management, Robert Pozen used his bully pulpit to argue for Social Security reform and the protection of Americans’ retirement assets.
Richard Lampen: The 2012 IA 25 Extended Profile
A person could be forgiven for not immediately connecting Ladenburg Thalmann to the independent space; the firm’s sea change in strategy occurred only a few years ago, after all.
Michael Kitces: The 2012 IA 25 Extended Profile
One of the original founders of NextGen, 34-year-old Michael Kitces not only holds a bevy of financial planning credentials, but the third edition of the book he co-authored, “The Advisor Guide to Annuities,” is due out in May.
Mary Schapiro: The 2012 IA 25 Extended Profile
On two of the top issues affecting the investment advisory space, Mary Schapiro, chairman of the Securities and Exchange Commission, is adamant: Brokers should be held to a fiduciary mandate and a self-regulatory organization to help the agency examine advisors must be explored.
Jon Henschen: The 2012 IA 25 Extended Profile
Jon Henschen, president of Henschen & Associates, a broker-dealer recruiting firm, likens the torrent of regulatory changes the industry has seen recently to “having a cut on your finger, and they’re cutting your arm off to repair it.”
John Peluso: The 2012 IA 25 Extended Profile
It probably would have been easier just to ask John Peluso what he hasn’t done during his tenure at Wells Fargo.
John Bogle: The 2012 IA 25 Extended Profile
There’s something reassuring about John Bogle’s passion and the fact that it hasn’t waned with age.
Eric Clarke: The 2012 IA 25 Extended Profile
In our industry, technology has allowed advisors to go out on their own as independent investment advisors and still provide their clients the same level of service that the wirehouses have traditionally provided.
Mohamed El-Erian: The 2012 IA 25 Extended Profile
Within the first minute of meeting Mohamed El-Erian, you understand why his company, PIMCO, and the man, is so successful.