Fiduciary Compliance Requires More Than a Tech ‘Band-Aid’: Orion’s Clarke
Orion Advisor Services CEO says advisors should determine how the DOL rule impacts their business before buying technology widgets that promise compliance.
Eric Clarke: The Integration Evangelist — The 2016 IA 25
Orion Advisor Services is “hyper focused” on providing advisors with “the most integrated portfolio accounting system available,” said founder and CEO Clarke.
7 Pioneers Taking Advisor Tech to New Levels: The 2016 IA 25 Slideshow
These IA 25 honorees are working hard to meet advisors’ technology needs, and some are reshaping the industry.
The 2016 IA 25 Extended Profiles
Read the May 2016 cover story in Investment Advisor for an introduction to these under-the-radar flyers, and stay tuned to ThinkAdvisor for month-long coverage of the honorees, including extended profiles of each that will be published daily.
The New Influencers: The 2016 IA 25
Our 14th annual list of the most influential people in and around the industry has a different cast this year.
NorthStar Names Baum Executive Chairman
As executive chairman, Jon Baum will help facilitate the continued growth of NorthStar and its subsidiaries, CLS Investments, Gemini Fund Services and Orion Advisor Services.
Top Portfolio Products: New Options From RetireUp and Guardian Insurance
A new database from Stanford Law School and Sullivan & Cromwell could help advisors stay compliant with the Foreign Corrupt Practices Act.
TDAI to Acquire Big Data Research Firm FA Insight
Advisors will be able to see “how they stack up” with peers and use those insights to “make better business decisions,” said TDAI’s Tom Nally.
Riskalyze Combines 3 Products in Real-Time Platform
One new feature: In a click, advisors will be able to certify that they have fulfilled all their fiduciary responsibilities.
Quovo Raises $4.75M; Carson and Bicknell Among Backers
Investors include Steve Lockshin of Betterment Institutional, Ron Carson of Carson Wealth and Marty Bicknell of Mariner.