Advisors Focus on Markets and Downside Protection: Fidelity
The latest Fidelity Advisor Investment Pulse also finds that advisors are far less concerned about interest rates.
Wells Fargo's Whistleblower Problem Could Grow Substantially
The fallout from the fake-accounts scandal continues to spread.
Wells Fargo Says It May Find ‘Significantly’ More Fake Accounts
The bank boosts its estimate of possible legal losses by $1.3 billion and discloses a CFPB probe into freezing of accounts.
BDs Address Fiduciary Rule, Growth Challenges
There was not a slowdown in news at major broker-dealers this summer.
'Bad Actor' Bill Would Limit SEC Waivers for Law-Breaking Firms
Rep. Maxine Waters' bill limits the regulator's ability to grant waivers to financial institutions that have broken the law.
Wells Fargo Data Breach Was Blunder by Lawyer
A massive Wells Fargo customer data breach was not the work of a hacker, but of the bank's own lawyer.
Wells Fargo FiNet Adds 2 Merrill Teams in California: Recruiting Roundup
As the bank's recent data leak grabs headlines, Dynasty Financial brings on one of its former reps and staff.
Wells Fargo Data Fiasco Raises Red Flags, Demands Serious Change: Lawyer
Other bank observers point to the multiple problems exposed by the recent leak of private data of 50,000 clients and advisors.
Wells Fargo Reps: Data Leak Is the ‘Last Straw’
A recruiter describes the reactions he is getting from some wealth managers on the first business day after the news broke.
Wells Fargo Must Rehire Fake-Accounts Whistleblower, Pay $577K
Department of Labor made the decision Friday, when private info on 50,000 clients and advisors was released.