Focus, Dynasty Add Teams; Morgan Stanley Grabs 4 FAs With $660M
Boutique firms continue to attract registered reps, including some from the wirehouse firms.
Liftoff! Joshua Brown on Ritholtz’s New Advice Platform
In an interview with the Abnormal Returns blog, CEO Joshua Brown discusses why the "war" between human and robo-advisors is overhyped.
30 Best iPad Apps for Financial Advisors
Here are advisors' favorite apps for networking, productivity, travel and more, according to ClientWise and its readers.
Boutique Firm Snowden Lane Adds $400M UBS Team
Snowden Lane is closing in on $1.4 billion in assets nationwide with its latest recruits.
Wall Street's Young Bankers Are Still Mostly White and Male
Wall Street's gender diversity problem isn't confined to the top executives.
Enjoy It While It Lasts
During my 30-year career as a financial journalist (wow: that's sobering), I’ve witnessed four major market downturns: in 1987, 1991, 2001 and 2008.
The SEC and E-Signatures
Over the past few months, I have received several calls regarding electronic signatures. Can we? Should we? Are there any compliance-related issues?
Women Are Still Important
There's an unfortunate tendency among journalists to become inured to issues long before their readers.
Get the Word Out to Get Women In; Blending Active and Passive Strategies: October Investment Advisor Features—Slideshow
For our second annual women’s issue, Investment Advisor spoke with several female executives and business owners for an inside look at the state of women in the industry.
Experimenting With New Compensation Models
The variety of fee structures is growing, as advisors fine-tune offerings for a changing client base.