Schwab Cuts Online Trading Costs, Index Mutual Fund Expenses
Equity and ETF commissions cut as CEO Bettinger says “disruptive” actions include a “broadened” money-back guarantee.
Why Advisors Should Act Like Fiduciaries With or Without DOL Rule
It's what their clients expect now, according to a panel of investment consultants at the TD Ameritrade annual LINC conference.
Lori Hardwick Leaving COO Position at Pershing
The No. 2 to CEO Lisa Dolly will depart this week after less than a year at the RIA custody and broker-dealer clearing firm.
2 Wealth Groups Merge to Form $4.7B RIA Near Boston
Advisor Investments and Braver Wealth Management work as fee-only managers for about 3,000 clients.
RIA Buyers Getting More Selective: Fidelity M&A Report
But a “gulf” remains between sellers and buyers on firms’ valuations, says David Canter of Fidelity Custody & Clearing.
Robo Clearing Firm Apex Taps Envestnet's Fiske to Head Retail Ops
Ron Fiske joins Apex, which clears for robo-advisors like Betterment, from Envestnet and will head its retail operations.
Dynasty Financial Taps RIA Exec for Partner M&As
Joseph Rizzo takes on the role after leaving Steward Partners; earlier, he was with Morgan Stanley's wealth business.
Betterment Now Offers Human Advice, Restructures Fees
The largest independent robo-advisor now offers 3 services: digital, digital plus and premium.
TD Ameritrade’s LINC Event: David Cameron to Speak, Sheryl Crow to Sing
“This is our biggest national conference yet,” said TD Ameritrade spokesperson Joe Giannone of this week’s event.
RIAs Are in Margin Compression Survival Mode
Do you really believe that you provide value for your clients? Do your clients believe that you provide value?