Top Portfolio Products: Morgan Stanley Adds Environmental Toolkit to Platform
New tools to invest with climate change in mind and to support clients emotionally and promote long-term investing.
LPL Shares Tank on Downgrade, 45% Profit Drop in Q4
The IBD says it will begin releasing monthly data and sees lower brokerage sales to come.
Recruiting Roundup: LPL, Stratos Wealth Attract $200M Teams
Two advisors leave Wells Fargo to join the Scottsdale office of Stratos, a growing hybrid RIA.
Amid Volatility, Portfolio Management Is Top Advisor Concern: Fidelity
Advisors have become more concerned about portfolio management since the middle of 2015, according to Fidelity’s Advisor Investment Pulse survey, as market volatility has increased.
Lisa Dolly Named CEO of Pershing; Lori Hardwick of Envestnet Replaces Her as COO
Pershing veteran Dolly succeeds Ron DeCicco, who will retire. She will be the first female CEO at Pershing.
AlphaSimplex Hires New Investment Committee Advisor
The firm, founded by MIT professor Andrew Lo, has hired former SSGA CIO Alistair Lowe as senior advisor to its investment committee.
How Advisors Can Help the Community, Boost Their Business
At TD Ameritrade’s National LINC conference in Orlando, attendees discussed ways they were positively interacting with their communities and the benefits to their businesses.
Next-Gen Panelists Talk About How They Became Advisors
At the TD Ameritrade conference, a panel of financial planning students, veteran advisors and career changers discussed ways the industry can attract younger advisors.
SEC to Release Third-Party Advisor Exam Rule in Spring: TDAI’s Schweiss
Writing a fiduciary rule that still allows proprietary product sales is an "impossible task" for the SEC, says TDAI's Skip Schweiss.
Edelman: What’s Top of Mind for Advisors? Technology, Recruiting Women
Female clients are not a "legitimate segment" to pursue, Ric Edelman said on a panel, but "women as advisors have been ignored" and "tend to be the best" advisors.