Runaway CEOs: The Billion-Dollar Question
To grow to $1 billion in assets, an owner-advisor must decide: Do I want to become CEO?
Want Clients? Use ‘Little Data’ to Get Big Results
How to use small amounts of data and Google Maps to create great outcomes for both your CRM system and advisory practice.
FPA Partners With TD Ameritrade to Boost CFP Content
The new educational materials will be showcased Oct. 1-4 at the 2017 FPA Annual Conference in Nashville.
Rep. Wagner Introduces Bill to Kill DOL Fiduciary Rule
The Protecting Access for Small Savers Act keeps fiduciary rulemaking at the SEC.
Businesses Begin Filing Class Actions Against Equifax
Consumers aren’t the only ones suing over the Equifax data breach.
5 Big IBD Deals Dwarf RIA Mergers in 2017
Five large IBDs “are helping to shape the IBD channel into a concentration of a small number of large firms,” Fidelity reports.
Carson Group Renames 2 Business Units
Its institutional business has grown assets under advisement to about $8.6 billion in the past three years.
Dynasty Financial Hires New CFO
Meanwhile, its Capital Strategies group is growing loans to advisory firms and revenue participation notes.
Trump Found His Niche. You Can, Too.
To stand out in a crowd, you can either be better or you can be different. And “better” is a much harder sell.
13 Top-of-Mind Trends for Investment Managers
These are the forces that will shape the industry over the next three years, according to the CFA Institute.