LPL Shares Details on 108 Recruited Reps, Newest Partner & Tech Woes
The IBD picked up at least $4.2 billion in assets in Q1'17; earlier this month, its IT network and backup systems went down.
Courts Will Not View DOL Fiduciary Rule Repeal Favorably: Borzi
Further delay will create “uncertainty” that will be “really problematic,” the rule's architect, Phyllis Borzi, said at the fi360 conference.
College Grads Entering Best Job Market Since Great Recession
The New York Fed says the unemployment rate for recent college graduates is under 4% and wages have been rising.
Betterment for Business Adds Ex-DOL Official to Advisory Board
A former BlackRock retirement strategist is also joining the advisory board of the firm's 401(k) division, and both newcomers are women.
Global Expansion Is in Sync, Even If Everything Else Is in Chaos
Faster sales growth is consistent with global growth pickup; all major regions on pace for positive earnings growth.
Rep. Jeb Hensarling — Dodd-Frank Doomsayer: The 2017 IA 25
Financial Choice Act moves to the full House, but doubts persists as to whether there’s appetite in Congress to deal with Dodd-Frank reform.
NAFA Presses DOL to Use Procedures Law to Delay Fiduciary Rule
An Administrative Procedures Act provision allowing delay of a rule during a court challenge seems to be the administration's best hope, the annuity group says.
SEC Halts Alleged Fraud by Unregistered Firm: Enforcement
The FTC obtained a court order requiring the owner of precious metals scam to surrender his Florida home.
Trump Signs Resolution Abolishing State Run Auto-IRAs
H.J.Res 66 stops states from establishing retirement accounts for private sector workers who don’t have retirement plans at work.
Following WannaCry, SEC Issues Ransomware Alert
The SEC identifies three preventive measures that many firms aren't taking.