Is Giving Clients Free 401(k) Advice Your Hobby?
Both you and your clients deserve a valued and valuable look at their company 401(k) retirement plan assets.
Symbiont to Launch Alternative Market for Closed-End Funds: Tech Roundup
Symbiont announced it has partnered with a Hong Kong-based online marketplace to launch an alternative market for closed-end funds.
Morgan Stanley’s 16,000 Advisors Get Algorithmic Makeover
Man-machine fusion may help firms avoid paying signing bonuses; new software to prod advisors with suggestions and reminders.
Gundlach: Robos Could Cause Next Crash; Passive Mania Will Wane
Speaking at FPA NorCal, the bond king sounds off on passive investing, robos, rates and the S&P 500.
How Automated Omni-Channel Marketing Is Reshaping Client Experience
Most advisors are too busy to give their marketing the time and attention it requires.
Folio Investing Acquires 200,000 Brokerage Accounts From Online BD
Folio converted the former Loyal3 accounts to a new website called FolioFirst.
Tech Best Practices When Advisors Go Abroad
Before setting off, make a plan for how you will stay connected with family and clients without exposing yourself to too much risk. These tips can help your jetsetting clients, too.
Nasdaq, Citi Launch Blockchain Payments System: Tech Roundup
Nasdaq and Citi announced on Monday that they have collaborated to launch a blockchain-based payment system that facilitates straight-through payment processing and reconciliation.
A Step Backward in Financial Regulation
The Financial Choice Act will make the financial system less safe, and it won't eliminate bailouts in a future crisis.
5 Ways to Discuss Fees on Your Website Without Scaring Prospects
Advisors have been notoriously wary of mentioning fees, but two factors have made that a bad approach: robo-advisors and millennials.