Open Architecture Is Key for RIA/BD Hybrids
For hybrid firms, it’s important to do things in as efficient and cost-effective a manner as possible.
Lawmaker Fears Unfair Fintech Biz Lending Practices
Rep. Emanuel Cleaver, D-Mo., said that he fears that some fintech companies are discriminating against minorities and taking advantage of borrowers.
The Case for Crypto in Impact Investing
Bitcoin and blockchain go beyond just digital currency, according to venture capitalist Jalak Jobanputra.
Here Are the Wealth Managers With the Best SEO Rankings
Hearsay and Moz gathered data based on the use of phrases like “financial advisor,” “financial planning” and “wealth management” and tracked the results.
Gundlach: Machines Won’t Push Humans Out of Finance
The billionaire DoubleLine founder was interviewed at a Fixed Income Analysts Society event, where he and Dana Emery of Dodge & Cox were honorees.
NASAA Mulls Model Cybersecurity Rule for Investment Advisors
NASAA is also developing cyber guidance and a checklist for small advisory firms to assess their cyber preparedness.
DOL Gave the Gift of Time. Use It Wisely
What would you do if you knew exactly when an earthquake would change life the way you know it?
Financial Advisor Performance Data Is Biased, Many Investors Say
Some investors compare advisor reports to a school report card written by the student, Phoenix Marketing says.
Victor Fetter Is Out at LPL; Former AmEx, eBay Exec Is In
The IBD taps Scott Seese for the CIO post in a move that one recruiter calls "a big deal."
Riskalyze Goes Live With Autopilot Platform
The platform lets advisors build model portfolios and assign them to client accounts, then automatically makes trades across multiple custodians.