SS&C, Jemstep Announce New Partnerships: Tech Roundup
SS&C Technologies has partnered with Aon Insurance Managers to launch a joint platform that will simplify insurance-linked securities valuation.
Wealth Managers Lag in Strengthening Digital Capabilities: PwC
“This industry is not thinking as agilely around technology and disruption as it should,” PwC says.
SEC Issues Guidance for Robo-Advisors, Investors
Robos are fiduciaries under the Advisers Act, SEC says.
Clara Shih: How to ‘Work Smarter’ on Social Media
“You can’t just post and post” on social media, Clara Shih says; going a little deeper can help “ensure that robo-advisors don’t take over.”
Blockchain Group Anticipates Wider Adoption in 3-5 Years
Financial firms will increasingly adopt blockchain technology in the post-trade space over the next three to five years, according to a survey.
How One Advisor Uses Social Media to Land VIP Clients
Winnie Sun, managing director at The Sun Group, has used social media to expand her clientele to include top celebrities, athletes and Hollywood executives.
SEC to Host Crowdfunding Symposium
Regulators, practitioners and academics will discuss protecting investors while facilitating capital formation.
Fintech Innovation Picks Up the Pace
If you want to know the state of affairs in advisor technology, be sure to make the annual trek to Joel Bruckenstein’s Technology Tools for Today (T3) conference.
10 Tips for Preparing Your Firm During a CRM Transition
So how best to prepare for a CRM move? Discover a few expert tips to help you overcome your data jitters.
NASAA, SEC Sign Crowdfunding Agreement as Rules Kick In
MOU allows federal and state securities regulators to monitor the effects of new rules and guard against fraud.