New Hearsay Tools Make Social Media Compliance Easier and Faster
The new technology enables compliance supervisors to review advisor digital activity with one or two clicks.
Betterment Signs Up 300-Plus Retirement Plan Clients in 2016
Benefiting from the DOL rule, Betterment for Business is reaching out to midsize firms in high tech and other emerging fields.
Citizens Financial to Start Robo-Advisory Platform With SigFig
The Royal Bank of Scotland is partnering with SigFig to launch a robo-advisor platform next year.
Vestorly Launches AI-Fueled Social Media Tool
The new tool is like a "24/7, round-the-clock, artificial intelligence marketing assistant for social media," CEO Justin Wisz says.
Financial Industry Groups Slam New York’s Proposed Cybersecurity Rules
Banking and insurance groups criticize the plan's “inflexible, one-size-fits-all requirements” and call the Jan. 1 effective date “unworkable.”
Sterne Agee Buyer Aims to Boost Midmarket Clearing, Custody Business
INTL FCStone Financial is rolling out services for international clients and customers who want to trade overseas.
5 Sink-or-Swim Metrics for RIAs in 2017
The failure of many advisory firm owners to efficiently integrate the flood of new technology into their businesses is killing their profitability.
Financial Services Explained, Pt. 3: The Levels of Independent Advice
In this post in our series, an explanation of the different affiliation models of professional advice-givers, aka advisors.
In DOL/Post-DOL Fiduciary World, RIAs Need to Re-Differentiate
How RIAs should respond to what's likely to be a new wave of deregulation.
How Advisors Can Best Use Tech for Firm Growth, Profitability
ThinkAdvisor webinar, sponsored by Pershing, showcases the ways technology is helpful in achieving scale and efficiency.