ThinkAdvisor’s 2014 Q2 Earnings Calendar for the Finance Sector
A list of Q2 earnings release dates for companies of interest to financial advisors and investors
Young Investors Don’t Want Advisors Who ‘Mirror Them’: Securities America
Gen X and Gen Y want experienced financial advisors and are willing to work with their parents’ FAs, the IBD said at its conference.
Raymond James, Baird, Wells Fargo Add Reps From Rivals
The freshly recruited teams include families as well as individual advisors.
PCAOB Issues BD Audit Guide
PCAOB released guidance to help auditors of BDs registered with the SEC perform audits to PCAOB standards as mandated by Dodd-Frank.
Commonwealth Exec Returns After ‘Brief Hiatus’ at LPL Financial
Paul Mahan comes back to Commonwealth having spent just a month with its rival’s retirement unit.
Krawcheck to Speak at Raymond James Women’s Symposium
The broker-dealer expects more than 200 female advisors and about 30 prospective advisors at its 20th annual event.
Most Advisors Don’t Know Their Own Fees
Nearly two-thirds of advisors underestimate their fees by more than 30 basis points, a survey by Peak Advisor Alliance and Cerulli found.
First Allied Launching More Platforms Thanks to RCAP, Schorsch
CEO Adam Antoniades describes the latest offerings and says plaintiffs' attorneys are using the media to cast a bad light on the BD industry.
BrokerCheck Links in Twitter Profiles? No Way, BDs Tell FINRA
In comments on FINRA's revised plan to require links to BrokerCheck, rules on social media and other third-party sites draw particular ire from broker-dealer groups.
10 Best Mobile Apps for Financial Advisors: 2014
There’s a morass of apps available, but as a financial advisor, which are best for your business? Here are 10 that are worth your time.