Cybersecurity a Challenge for ‘Entire Planet’
Eric Schwartz of Cambridge and the other winners of the 2016 Broker-Dealers of the Year discuss the cybersecurity challenges their firms face.
Can Competing BDs Share Technology?
At the 2016 Broker-Dealer of the Year roundtable, the leaders’ discussion turned to a chicken-egg dilemma.
Technology Is Critical to BD ‘Information Business’
We asked the 2016 Broker-Dealers of the Year to imagine they had launched a digital advice platform but growth had been stagnant.
Roth Tells Cetera Reps He’ll Bring ‘Clarity’ on Leadership Soon
The executive sent a memo to the IBD's 9,000 reps on Monday amid intense industry chatter.
RBC Nabs Billion-Dollar Morgan Stanley Group in Texas
The news comes one week after RBC recruited an advisor in Houston from Wells Fargo.
Who’s in Charge at Cetera?
Rumors are rife that CEO Larry Roth may be replaced by Chairman Robert Moore.
Will Smith’s 8 Life Lessons for Advisors
The movie star told LPL Financial reps how he became and remains a global superstar.
What Advisors May Not Know About the DOL Fiduciary Rule
Pension law attorney Marcia Wagner lays out not just the basics of the rule but some details that may surprise you.
Morgan Stanley Group Breaks Away to Partner With Rival
Six veteran reps left the wirehouse to own their practice and affiliate with Wells Fargo FiNet.
Recruiting Roundup: Dynasty Nabs Wirehouse Exec to Head Investments
In other news, Wells Fargo recruits an advisor from a rival firm, but loses one to boutique group.