Why the Wirehouses Hate the AUM Business Model
To me, the big question is why brokers continue to share their revenues with their broker-dealers.
Is LPL Financial Up for Sale?
The independent broker-dealer is reportedly exploring a variety of possible moves.
Raymond James Honors Five ‘Women of Distinction’ at Event
The firm gives awards to top female advisors in its various divisions during the annual Women’s Symposium in Orlando.
Envestnet Acquires Data Analytics Provider Wheelhouse Analytics
Wheelhouse Analytics is a provider of data analytics and mobile sales solution, and could help with DOL fiduciary compliance.
Merrill Grabs $2B Team From Morgan, Loses $800M Group to Janney
BofA-Merrill Lynch adds eight advisors in the state of Washington, while Janney picks up five reps in Connecticut.
Top Portfolio Products: Envestnet Launches DOL Compliance Solution
The platform enhancement is designed to help advisors comply with the new rule as part of a "seamless wealth management process."
Raymond James Making Big Moves to Raise Number of Female Advisors
The head of the Network for Women Advisors lays out the company’s strategy during the 22nd annual Women’s Symposium.
Raymond James Hosting Women’s Symposium in New Venue
Raymond James’ 22nd annual Women’s Symposium has outgrown its traditional St. Petersburg venue and is moving to Orlando this year.
15 Firms, Including 3 Super OSJs, Join FSI
One of the new member firms is affiliated with LPL Financial, which is not part of the industry group itself.
National Planning BD Network Grabs Exec From Rival Cetera
Jay Vinson makes a switch to NPH, which just tapped a new head for its advisory platform strategy.