Raymond James Adds 3 Texas Reps, Shares October Results
The firm attracts the independent advisors from rival LPL Financial in different parts of the Lone Star State.
LPL Continues Strong Recruiting Drive in Q3
A large number of advisors moved to the IBD from Cetera, Wells Fargo and Edward Jones.
Wells Fargo Teams Jump Ship: Recruiting Roundup
A number of advisors are leaving wirehouse firms at year-end for smaller rivals, greater independence.
12 Best & Worst Broker-Dealers: Q3 Earnings, 2016
After two weak quarters, the financial sector begins to see better results.
SIFMA Board Has New Leaders
The 2017 board includes executives with Janney Montgomery Scott, Charles Schwab and AllianceBernstein.
Trump Victory Changes Financial Services Leaders, Priorities
Donald Trump's victory in the presidential election is ushering in sweeping change across the financial services spectrum.
Is the DOL Fiduciary Rule DOA Under Trump?
Just as the industry was ramping up its compliance with the DOL's fiduciary rule, Donald Trump's surprising win could throw its viability into question.
The Fundamental Things Apply
Presidential contenders often temper their policies once in the Oval Office, a trend we’re already seeing with Mr. Trump.
What’s the Chance Schwab Will Buy LPL?
Industry consultants don’t mince words when it comes to a rumored merger of two large players in the financial space.
Ron Carson Jumping to Cetera From LPL
The potential switch could affect more than $6.5 billion in assets on its RIA platform and other operations.