Raymond James Plans New Venue for Growing Women’s Symposium
The group had more than 500 guests at its event in Florida last week, including 23 prospective advisors.
7 Ways Advisors Can Add Clients, Stay Relevant
On a Morningstar panel, all the experts agreed that a solid value proposition is key to retaining and growing an advisor's client base.
Female Clients Talk About Why They Love Their Advisors
For insight on how to best serve female clients, the Raymond James Women's Symposium turned to clients themselves.
Why SEC Is Cracking Down on 12b-1 Fees and ‘Distribution-in-Guise’
Once again, the SEC provides "guidance" to advisors in the form of an enforcement action, this time a $40 million judgment against First Eagle.
Employee Channel Adding Biggest Teams Ever: Raymond James Exec
Broker-dealer says recruiting on West Coast and Northeast now account for about one-third of recruited reps.
Recruiting Roundup: $3 Billion Merrill Team Goes Indie
The advisors form Corient Capital and partner with Dynasty Financial Partners in Southern California.
Raymond James Hosts 21st Women’s Symposium
The broker-dealer's annual event includes several hundred advisors, prospects and guests meeting in St. Petersburg, Florida.
How Fiduciary Rule Will Change Advisor Business: AIG Advisor Group Panel
FSI's Dale Brown joined other experts at the ConnectED conference in San Antonio to address the practicalities of DOL's fiduciary rule.
AIG Advisor Group Is ‘Island of Stability’ in BD Space: Exec
A number of broker-dealers are hitting potholes, but “this is our best recruiting year in seven years,” said SagePoint CEO Jeff Auld.
Most Advisors Use Smart Beta, Whether They Know It or Not: Russell
“Defining ‘smart beta’ ... continues to be a point of confusion for financial advisors,” says a Russell report with several illuminating findings.