Raymond James Grabs 3 Reps From Rivals
The new advisors join different channels with a total of $1 billion in assets and more than $2 million in yearly fees and commissions.
$900M UBS Group Moves to Dynasty; LPL Team Jumps to Raymond James
The New York-based team going independent includes four former wirehouse advisors, while the LPL group has three reps at $310 million in assets.
UBS Adds Merrill Advisor; NPC Recruits 2 Online
Reps move to National Planning Corp. from Ameriprise and LPL via The Advisor Center, an online clearinghouse.
Want a Big Paycheck to Switch BDs? Beware the True Price
Culture beats cash when it comes to picking the right firm, recruiter Jon Henschen says.
Women-Owned Advisory Firms Need to Play Catch-Up
Between 1997 and 2013, the number of women-owned firms increased by 59%. But most female advisors still work for an existing firm.
Genworth Wealth Management Now Called AssetMark—Again
What’s old is new for the recently sold, and rebranded, financial services firm.
Dynasty Adds $1 Billion Texas-Based Wealth Team From Credit Suisse
Dynasty continues to build … well, a dynasty, at least in the independent advisory space.
Finding an Indie Business Model Right for You
During ThinkAdvisor’s Going Independent virtual conference, Alan Harter and other panelists described how the right partners can make the transition easier and more profitable.
When It’s Time to Run, Not Walk, to Independence
Advisors Traci Richmond and Mike Patton talk about why, how and how not to make the big move.
Perks of Going Indie: Recruitment Bonuses, Higher Payouts, Supportive CEOs
The world of independent RIAs and broker-dealers is wider and deeper than many advisors suspect. On Wednesday, a ThinkAdvisor trade show will help you navigate.