Cetera Taps Board Members From eMoney, Lincoln Financial & Visa
The privately held group of IBDs will no longer share its headcount and asset figures on a regular basis.
Recruiting Roundup: Raymond James, RBC Wealth Add Teams in West
Meanwhile, Triad Advisors shares news on the latest group to join its hybrid platform.
Which Broker-Dealers Will Survive? Malcolm Gladwell Offers Some Answers
The broker-dealer Inverted U Curve and which BDs offer reps the sweet spot for overall satisfaction, and retention of the best advisors.
RBC Taps BlackRock Exec to Lead Retirement, Fund Business
Kim Mickelson comes on board about six weeks after CEO Michael Armstrong took over as head of the U.S. wealth group.
Robert Cook, Former SEC Exec, Named New FINRA Chief
Robert Cook, who served as head of SEC Division of Trading & Markets, replaces Richard Ketchum.
UBS Wealth Unit Cuts Recruiting 40% to Beef Up Advisor Pay
The Swiss-based wirehouse says its plans are part of an overall reorganization and cost-cutting for its American wealth unit.
Recruiting Roundup: Raymond James Adds Affliates, Reps With $3.2B in Assets
Meanwhile, Merrill Lynch, RBC, Dynasty, Schwab and other firms welcome new advisors to their operations.
A CFP’s View of the CFP Board on Wall Street
A reader shares feelings about how the CFP mark is misused by unscrupulous financial professionals.
Dealing With the Difficult: 5 Growth Strategies Advisors Ignore
We’ve found that most very successful advisory firms do all or most of these things.
Fidelity Charitable’s Annual Giving Report Identifies Opportunities for Advisors
The growth of DAFs like Fidelity’s is sending a message to advisors who want to deepen their relationships with existing clients and attract new ones.