Senate Panel Schedules SEC Nomination Hearing for Peirce, Jackson
If confirmed by the full Senate next week, both would enter the agency as it crafts a fiduciary rule.
Largest Women’s Symposium Ever, Yet Percentage of Women Hasn’t Budged
Michelle Lynch described the process of getting more women into the industry as “organic and slow.”
HighTower Nabs $500M JPMorgan Team, $230M Merrill Rep: Recruiting Roundup
Also, Wells Fargo attracts two Morgan Stanley reps with $370 million; Cetera adds new bank client with $225 million.
4 Ways to Run Your Business Your Way ... and Succeed
Young leaders (and others) should take this advice on improving their business leadership.
RBC Taps New Wealth Consulting Chief
Nate Angelo comes on board one week after the wealth firm tapped a new head of recruiting.
How to Attract More Female Advisors and Clients
This challenge should be top of mind for financial advisory firms, according to some panels at this week's FPA annual conference.
Former Wells Fargo Exec Acquires Part of $800M FiNet Team
In other news, Focus Financial helps two partner firms complete merger deals.
The 3 Best Ways Indie Firms Can Add Female Advisors
The industry knows it needs to diversify, and steps being highlighted at the Ladenburg Institute of Women & Finance Symposium can help.
RBC Wealth Grabs Rival’s Top Recruiter
Michael Parker was an executive vice president and chief development officer for HighTower Advisors.
The Best Reason to Change Firms
Some financial advisors choose to change firms frequently. Many people assume they do it just for the money, but that's rarely the case.