Tom Bradley: Advisor Evangelist—The 2015 IA 35 for 35
Ask Bradley to look back at pivotal moments that shaped the advisory business and he recalls May Day 1975, the day the SEC deregulated commissions.
The 2015 IA 35 for 35 Calendar
Throughout May, we’ll publish extended versions of the interviews and profiles that appeared in the May issue of Investment Advisor. We'll update this calendar with links to each article as they are published.
Evaluating Young Financial Planners
Earlier this spring, I visited four CFP Board-registered university programs to ensure we are sourcing the best available talent for the firms we represent.
5 Key Issues for a Succession Plan
In recent statements, SEC Chairwoman Mary Jo White has indicated that some requirement for succession planning will be incorporated into the much-heralded and anticipated uniform fiduciary duty rule being crafted by commission staff.
The 2015 IA 35 for 35
These advisor advocates, investors, politicians and thought leaders have stood out over the past 35 years and will influence financial services for decades to come.
Do Good and Do Well: One Advisor's Way
Doubt you can improve the world? Read on.
LPL Earnings Decline but Revenues, Assets Rise
LPL Financial paid $11 million in regulatory charges for the quarter but expects such costs will decline in subsequent quarters this year.
New Hire Roundup: Killgoar to Head Strategy, Consulting at Raymond James' FID
Meanwhile, Wilmington Trust has named Fredrik Berg vice president of sales for its global capital markets team in Europe.
Bernanke Joins PIMCO as Senior Adviser
Former Fed chair was recently hired as an adviser to a hedge fund, and will continue as a fellow with the Brookings Institution.
Best Words, Images for Advisors to Hook Clients: Frank Luntz
The political pollster and corporate language consultant says “the simple truth” is in this year; “certified” is out.