Waddell & Reed Makes Exec Shifts at Ivy Funds, BD
The firm announced the departure of Thomas Butch and new appointments to key leadership slots.
Ameriprise Adds 3 Morgan Stanley Advisors: Recruiting Roundup
The advisors come on board in Arizona, Massachusetts and Minnesota with a total of $234 million.
13 Best & Worst Broker-Dealers: Q3 Earnings, 2017
Most, but not all, large financial firms with broker-dealer operations reported positive results for the quarter.
Joe Duran’s 6 Rules to Succeed in the Age of Vanguard
Duran gave the Schwab Impact audience concrete ideas to help advisors successfully deliver financial advice in a world of disruption.
Theo Epstein: What Baseball Can Teach Advisors About Failure
In baseball, if you fail more than you succeed, then how did Epstein lead the Red Sox and Cubs to glory, all before age 43?
3 Ex-TD Ameritrade Execs Pump Cash Into TAMP Firm
Investor Bryce Engel comes on board to lead Fusion Capital, while Asiff Hirji and Wayne Ferbert will join the board.
Passive Investing a ‘Great Way to Free Up Time’: Schwab’s Clark
Most indie advisors see the rise of passive investing as an opportunity, not a threat, according to a Schwab survey.
Securities America Adds $446M All-Women RIA: Recruiting Roundup
Meanwhile, RBC draws teams from Wells Fargo and UBS, and Ameriprise brings on a group from Merrill Lynch.
Edward Jones Aims High With Bridge Diversity Program
The firm is building on its WINGS program for female advisors, according to Monica Guiseffi.
Undergrad Financial Planning Programs Expect to Grow: TD Ameritrade
For the first survey of its kind, TD Ameritrade reached out to the 105 four-year colleges and universities in the U.S. with financial planning programs.