3 Ex-TD Ameritrade Execs Pump Cash Into TAMP Firm
Investor Bryce Engel comes on board to lead Fusion Capital, while Asiff Hirji and Wayne Ferbert will join the board.
Passive Investing a ‘Great Way to Free Up Time’: Schwab’s Clark
Most indie advisors see the rise of passive investing as an opportunity, not a threat, according to a Schwab survey.
Securities America Adds $446M All-Women RIA: Recruiting Roundup
Meanwhile, RBC draws teams from Wells Fargo and UBS, and Ameriprise brings on a group from Merrill Lynch.
Edward Jones Aims High With Bridge Diversity Program
The firm is building on its WINGS program for female advisors, according to Monica Giuseffi.
Undergrad Financial Planning Programs Expect to Grow: TD Ameritrade
For the first survey of its kind, TD Ameritrade reached out to the 105 four-year colleges and universities in the U.S. with financial planning programs.
Brokers ‘Not Happy’ With Merrill’s New Comp Plan: Recruiter
Danny Sarch criticizes the bonus hurdles, while other industry watchers say the targets are achievable.
17 Hottest States for Jobs as a Financial Advisor
According to the Bureau of Labor Statistics, these states show surging job growth for financial advisors through 2024.
LPL Says Retention of NPH Reps at 70%
If it hits 72% of fees and commissions, the IBD will need to pay up to $123 million more for its acquisition.
How to Retain Your Clients, and Your Sanity, When Switching Firms
Follow these five steps to help smooth the transition for your clients and their assets.
For Clients Selling Their Businesses, M&A Can Get Messy
Determining the anticipated proceeds of the sale of a client's business is not always as simple as it seems.