Ex-SEC Commish Gallagher Joins Regulatory Firm Patomak as President
Former SEC Commissioner Daniel Gallagher is now president of regulatory consulting firm Patomak Global Partners in Washington.
Top 10 Wealth Management Trends for 2016
New regulations and digital service models will keep wealth managers busy, Aite Group says.
Top 10 Big Cities for Economic Growth: 2015
Job and pay growth were among the key metrics used by the Milken Institute to rank metro areas.
3 Steps AUM Advisors Should Take Ahead of the Next Market Downturn
Should we be on the verge of a significant market correction — and even if we're not — take these business-protection steps now.
CFP Board’s Mohrman-Gillis to Head New Center for Financial Planning
Marilyn Mohrman-Gillis will retain her role as Board’s managing director for public policy until a successor is named.
Matt Sonnen, Wealth Management Vet, Opens PFI Advisors
The new consultancy serves breakaway financial advisory teams and expanding RIAs.
3 Critical Steps to Groom Your Successor
Fidelity discusses three steps RIAs need to take to support young advisors in the firm if they hope to keep them.
Big Firms Boosting Series 7 Courses at Colleges to Address Looming Headcount Crisis
Five financial services firms have paid for 23 universities across the U.S. to offer Series 7 courses using Securities Training Corp. materials.
LPL Makes Top-Level Push in Biz Development, Sales
Bill Morrissey will lead recruiting & development; Andy Kalbaugh will boost services to independent reps & institutions.
Does Your Advisory Firm Really Have an Answer for the Robo Threat?
AssetMark's "purpose-based" module has a language and approach that are different enough to resonate with a different set of planners — and clients.