RBC Wealth Taps Morgan Stanley Exec to Lead Chicago Complex
Meanwhile, it adds a $1 million Baird advisor in Oregon and a $1.4 million wirehouse rep in Texas.
Merrill Nabs $3.3B UBS Group in Chicago
It also picks up a UBS team in New York that manages $1 billion and has $7 million in yearly fees & commissions.
What Fee Compression? Advisor Fees Show Little or No Decline
Reports of fee compression among financial advisors are overblown, according to new analysis from Envestnet.
Wells Fargo Wealth Chief to Retire
David Carroll is stepping down just as the firm reportedly tweaks its recruiting policies to add reps.
Dalbar Releases New Online Fiduciary Readiness Test
Labor Department’s "no enforcement policy" comes with a catch, Dalbar warns.
Folio Investing Acquires 200,000 Brokerage Accounts From Online BD
Folio converted the former Loyal3 accounts to a new website called FolioFirst.
Former Obama Counsel Williams Joins Kirkland & Ellis Reg Practice
Erica Williams becomes partner in Government, Regulatory & Internal Investigations Practice Group while Marian Fowler becomes a partner in the Investment Funds Group.
Have You Ever Turned Down a Promotion?
What do we do when our expectations conflict with what our employees desire?
4 Ways Young CFPs Can Balance Passion and Practice
Many millennials are adamant about succeeding in the workplace while also figuring out a way to spend time on things that fuel their passions.
Honoring Advisors Who Serve(d): Memorial Day, 2017
ThinkAdvisor’s yearly slideshow honors 14 military veterans this Memorial Day who also serve in the financial advisory industry.