The Key to Success Is Often What You Don’t Know
“It’s not the things we don’t know that get us into trouble, it’s the things we know that ain’t so.”
HighTower Adds $500M Group From UBS, Merrill: Recruiting Roundup
RBC gets all-female UBS team, LPL attracts hybrid group, Cetera shares board news, and Wells Fargo promotes execs.
5 Compliance Approaches That Chase Away Advisor Talent
Compliance departments often treat well-established advisors with good compliance records like teenagers.
Senate Votes to Advance Acosta as Labor Secretary
The Senate voted Wednesday to end debate on Acosta’s nomination and move to a vote.
Advisors Can Now Earn Medicare CFP Board CE Credits
Medicare Interactive Pro now offers two online Medicare courses approved by the CFP Board.
Inside the Big-Money Marriage of Simon & Sons, Massey Quick
The principals of RIA Massey Quick and family office William E. Simon & Sons talked to ThinkAdvisor about their recent multibillion-dollar merger.
Critic of 'Overpaid' CEOs Dies at 82
NYSE compensation consultant Graef Crystal criticized Citi's Weill and NYSE CEO Grasso, but labeled BofA's Moynihan as underpaid.
Focus Financial to Sell Big Stakes to KKR, Stone Point
The RIA aggregator says it now has some 45 partner firms and is valued at $2 billion.
Raymond James’ Semi-Indie Channel Grabs $700M Team From Wells Fargo
A team of four advisors leaves Wells’ Profit-Formula Group to join Advisor Select in Huntsville, Alabama.
Set Up to Fail: Bosses Create Problem Employees More Often Than You Think
I can’t tell you how many times an owner-advisor client has come to me about an employee who is “not working out.”