Saturna Capital Launches Clean Shares for Two Funds: Portfolio Products
Also, Carlson Capital Management adds a low-cost DFA Minnesota muni bond fund to its portfolio lineup.
Democrats Renew Push to Probe Deutsche Bank Russia Scandal
Waters writes letter to GOP chief of House finance committee; lawmakers seek information on mirror trades, loans to Trump.
Wells Fargo Chair Likely to Step Down: Report
Vice Chair Elizabeth Duke will probably be the replacement, paper reports; the decision follows new revelations about auto loan business.
Vanguard, TD Ameritrade Cheer DOL’s Move to Delay Rule
The CFP Board, however, says the delay is unnecessary.
How a Schoolteacher Became a Top Wells Fargo Portfolio Manager
Ann Miletti was fresh out of college and teaching elementary school when her whole life plan suddenly changed.
Advisors Focus on Markets and Downside Protection: Fidelity
The latest Fidelity Advisor Investment Pulse also finds that advisors are far less concerned about interest rates.
Wells Fargo's Whistleblower Problem Could Grow Substantially
The fallout from the fake-accounts scandal continues to spread.
Wells Fargo Says It May Find ‘Significantly’ More Fake Accounts
The bank boosts its estimate of possible legal losses by $1.3 billion and discloses a CFPB probe into freezing of accounts.
BDs Address Fiduciary Rule, Growth Challenges
There was not a slowdown in news at major broker-dealers this summer.
'Bad Actor' Bill Would Limit SEC Waivers for Law-Breaking Firms
Rep. Maxine Waters' bill limits the regulator's ability to grant waivers to financial institutions that have broken the law.