SEC Chief Wants Public Input on a New Fiduciary Rule Before Starting
In his first major speech as chairman, Jay Clayton also suggested easing disclosure requirements for publicly traded companies.
Fidelity Is Said to Dismiss Hundreds of Workers, Axios Reports
Fidelity declined to comment on the report by Axios, which was founded by former Politico veterans Jim VandeHei, CEO, and reporter Mike Allen.
Raymond James Trims Comp Grid for Employee Reps
The cuts will range from 1% to 4% depending on production of reps.
How to Move Upmarket With Clients and Assets
A new Cerulli report suggests ways for advisors to identify mass affluent clients who have the potential to accumulate millions more in assets.
Bernard Health Expands Partnership With Financial Advisors: Portfolio Products
Also, MSRB launched a free, scenario-based course to educate advisors and investors about municipal bonds.
Raymond James Adds $1B RIA Partner in Texas: Recruiting Roundup
Meanwhile, First Republic Bank brings on two wealth teams from UBS and Merrill Lynch in the Golden State.
4 Portfolio Models to Help Advisors Segment Clients
These models are examples of advisors acting as "buying agents" focused on the "best outcomes" for clients, says Fidelity's Sanjiv Mirchandani.
Advisors Giving Back: UBS Advisor Antwyne DeLonde
A look at how time at home, in the Army and studying finance produced a desire to help others.
Delivering on Digital at Morgan Stanley
Wealth management executives Naureen Hassan and Chris Randazzo discuss the firm's "mobile-first" approach and more.
Fidelity Redefines the Future Value Proposition for Advisors
It has introduced a new model for advisory firms to grow and survive the squeeze of growing competition, regulation, technology and investor demands.