Summer Travels That Include Peace of Mind
Summer is when my family takes vacations together, which is likely the case in your family as well.
How to Handle Client Setbacks: Advice From 6 Industry Gurus
Anyone in the planning business knows the humbling adage, “Man proposes, but God disposes.” Or more colloquially, “Stuff happens.”
Selling Fiduciary Advice to Confused Investors
Ron Rogé's early '90s fee-only campaign inspired hundreds of articles in the mainstream financial press about the benefits of fee-only advice.
Your Clients Are Less Financially Literate Than You Think
Lack of financial literacy is “quite pervasive across all income ranges,” says Sarah Newcomb of Morningstar.
4 Types of Affluent Gen Xers and Millennials and How They Invest
These four investing styles are common among younger age groups.
How an Advisor's Compensation Structure Affects the Client Relationship
Why a fee-based comp model is more beneficial to the advisor's company, the advisor and the client.
Top Portfolio Products: ARK Launches 3D Printing ETF
The PRNT ETF tracks the Total 3D-Printing Index, which includes 40 stocks in 3D printing and related businesses such as computer-aided design.
Financial Stress Has Toxic Effects on Employees
One financial factor is key in determining an employee’s financial stress level, finds a study by Financial Finesse.
The SEC Investor Advocate’s View Askew: The Illusion of Fee Disclosure
What’s missing in the SEC report are the costs to investors of recommendations by “advisors” who do not have a fiduciary duty.
Morgan Stanley Profits Drop 14%: Q2 Earnings
The wealth group had pretax earnings of $859 million, down 3% from a year ago.