Top Portfolio Products: Actively Managed ETFs From TrimTabs, AdvisorShares, ProShares
The new ETFs target stocks with strong cash flow and high dividends, Korean equities, oil futures and a socially responsible money market equivalent.
Singing, Diet May Help Delay Dementia Onset
Amy Florian, CEO of Corgenius, said “we don’t know the cause” of dementia nor do we have a magic bullet to prevent or reverse the condition.
The Snack Manifesto
Clients may be tempted to help their children too much, preventing them from growing on their own.
Who Do You Love: Employees or Clients? Tibergien
While serving clients with great care and attention defines your firm's mission, the health of your enterprise depends on employees.
When Clients’ Mental Capacity Diminishes: An Advisor's Role
If you haven't dealt with a client showing signs of diminished mental capacity, you will. Now is the time to prepare for that event.
Boomers Are Biggest Investors in Surging ETF Market: Study
Investors are pouring huge amounts of capital into ETFs, attracted by their low cost and investment flexibility, and boomers are leading the charge.
Wells Fargo’s Troubles Mount With Fine for Mishandling Soldiers’ Loans
DOJ is ready to sanction beleaguered bank over repossessions; OCC said to fine bank as much as $20 million over car seizures.
More Families Saving for College but Many Not Using 529 Plans
A new survey shows close to 60% of families are saving for college, but only 37% are using 529 plans.
UBS Settles With SEC Over Sales of ‘Complex Products’
SEC says the wirehouse must repay 8,700 investors over $8 million and pay a fine for not reasonably training its advisors.
Building Trust Key to Overcoming Client Roadblocks
Trust is still an issue in the financial services industry, Zahira Lehri of SunTrust said at the IRI Vision annual conference.