State Ballot Roundup: California, Maine Voters Approve HNW Surtax
In addition, voters in four cities approved sugary soda taxes while Colorado overwhelmingly rejected a tax-funded universal health care plan.
LPL Adds $650M RIA, 18 Reps From Voya
Also, Raymond James says it recruited a $300 million team from Merrill Lynch in New York.
Finance, Insurance Industry Leaders React to Trump Victory
Many within these industries, like IRI and NAIFA, anticipate major regulatory upheavals when Donald Trump becomes president.
With Trump, GOP in Control, Investment Strategists See Volatility, Uncertainty
JPMorgan’s David Kelly thinks Trump’s bigger proposals will be modified by establishment Republicans.
Use Automation, Checklists to Create Efficiencies
Automation and systematized processes help advisors avoid "acting in chaos" when clients have difficult questions.
Long-Time LPL Team Jumps to Securities America With $2.2B
Prior to partnering with Securities America, WealthPLAN Partners worked with LPL Financial for 27 years.
Technology Drives Service at TCA
For advisors and financial professionals, “2017 is going to be bumpy," says Joshua Pace, president and CEO of Trust Company of America.
5 ETF Trading Tips to Help Limit Risks
The time of day is important as is the use of limit orders when trading ETFs, according to Morningstar’s head of Global ETF Research.
The 5 ‘Mega Trends’ Remaking Wealth Management
Laser App published the first in a series of white papers detailing the trends and the effect they’ll have on the wealth management industry.
World’s 20 Largest Asset Managers
The share of total assets by the Top 20 managers, who held $33 trillion, fell slightly to 41.6% in 2015.