What Clients Need and What Advisors Aren’t Doing: Liz Davidson
The Financial Finesse founder offered ThinkAdvisor some pointers on how advisors can attract and retain clients and where she thinks the business is heading.
Want to Get More Business? GuideVine Plays Advisor-Client Matchmaker
Marketing itself as a Match.com-like service, GuideVine helps advisors put their best digital face forward to lure both clients and younger advisors.
Federal Street, Pathstone to Form New Firm
Federal Street Advisors announced on Tuesday that it is merging with Pathstone Family Office.
SEC Investor Advocate to Congress: 'Appropriate Limits' Needed in Elder Fraud Rules
SEC's Fleming tells lawmakers that any new authority given BDs and advisors "to intervene in clients’ accounts" must include "limits on that authority."
Lion Street Announces Strategic Partnership With Voya Financial
Lion Street is partnering with Voya Financial’s individual life insurance business.
Clock Ticking on Advisors' Compliance With SEC Pay-to-Play Rules
Now that FINRA, MSRB have filed pay-to-play rules with SEC, compliance with third-party solicitor provision at hand.
How Advisors Can Best Serve ‘Modern’ Families
As family structures in the U.S. have changed significantly, so have the financial concerns of new family configurations, Allianz reports.
3 Questions Retirement Plan Sponsors Ask About Advisors
What are retirement plan sponsors looking for from plan advisors? Advisors may need to start at the beginning, says David Levine.
An Advisor’s Year-End To-Do List, Pt. 3: Marketing Your Business
The past few weeks we have been discussing an advisor’s end-of-year checklist. In this post, we will finish with a look at marketing your business.
These Will Be Wall Street’s Most In-Demand Jobs Next Year
Job cuts and shrinking bonuses dominated headlines from Wall Street this year, so it’s easy to forget pockets of the industry are booming.