Advisors’ Use of Digital Technology Needs Overhaul: Global Wealth Report
Digital initiatives have largely centered on providing customers with basic portfolio functionalities, but more is needed.
Trump Said Likely to Name Hester Peirce as SEC Commissioner
Peirce, a former SEC counsel and Senate aide, is the Trump administration’s likely choice to fill the open Republican seat at the SEC.
3 Big Trends Driving Retirement Planning in the ‘New Normal’
Advisors’ successful clients learned investing from the “perfect storm” of the late 20th century, but those lessons are outdated, Philip Romero says.
4 Ways Robo-Advisors Improve Client Onboarding
A recent report by Corporate Insight examined the client onboarding process at several leading digital advice platforms.
Will AdvisorBid Become the ‘Facebook’ of Wealth Management?
The online marketplace has 1,300 active advisors with profiles.
SEC Issues FAQs Guidance on Form ADV
The SEC addresses issues with cross-border investment managers.
Health Care Costs to Swamp Social Security COLAs: HealthView Study
HealthView Services projects that retirees’ health care costs will more than double projected increase in Social Security COLAs.
How Should CFP Board Raise Its Standards?
The CFP Board announced Tuesday that it will release a draft of proposed changes to its Standards of Professional Conduct on June 20.
Commitment Issues: Your Business’ Plan B Should Be Plan A
Do you want your wife or husband to have a Plan B? Of course you don’t.
Merrill Lynch Nabs $628M Morgan Stanley Team: Recruiting Roundup
Meanwhile, a large hybrid-RIA recruits an executive from Fidelity Investments’ Clearing & Custody Services business.