The Advisor as Tech Guru, Educator, Full-Service Consultant
It’s no secret that the wealth management industry is in the throes of profound transformation.
Trump Found His Niche. You Can, Too.
To stand out in a crowd, you can either be better or you can be different. And “better” is a much harder sell.
Fiduciary Rule Delay to Cost Investors $11 Billion: Economic Policy Institute
EPI is just one of many consumer groups opposing the rule's 18-month delay until July 2019.
DOL Fiduciary Rule Delay All but Certain as Comment Period Closes
All bets are on Labor forging ahead with the delay, but critics say the delay is merely an excuse to gut the fiduciary rule.
SEC Highlights Top Advisor Ad Violations
OCIE risk alert details advisors' failures to comply with Rule 206(4)-1, also known as the Advertising Rule.
Focus Financial Adds $1.5B RIA in North Carolina: Recruiting Roundup
Kestra, Dynasty, Securities America, FiNet, Janney, Mercer and RBC announce new advisors and teams.
Fidelity Launches Robo Platform for Advisors
The Automated Management Platform allows advisors “to seamlessly manage digital accounts” alongside more traditional accounts, Fidelity says.
How the Clients You Don’t Take Can Grow Your Firm
When a prospect doesn’t meet your firm’s minimums, instead of turning them away, take the meeting.
What Workers Want, and Aren’t Getting, From Their 401(k) Plans
A new survey from Betterment for Business finds that many plan participants want a lot more service than their plans provide.
FinaMetrica Offers XYPN Members Risk Tolerance Toolkit: Portfolio Products
In addition, Franklin Templeton launched two new municipal bond ETFs and Sage Advisory Services added a customized laddered muni strategy.