Mega Teams Attract Retiring Advisors' Assets: Cerulli
Mega teams control more than half of industry assets, and they could be on track to absorb more from retiring advisors.
BofA Wealth Profits Fall in Q4; Morgan Stanley Shows Mixed Results
Merrill Lynch says its advisors had close to $1 million in yearly fees and commissions in 2015.
Top 10 Wealth Management Trends for 2016
New regulations and digital service models will keep wealth managers busy, Aite Group says.
3 Steps AUM Advisors Should Take Ahead of the Next Market Downturn
Should we be on the verge of a significant market correction — and even if we're not — take these business-protection steps now.
RIAs Bullish on 2016; See Cybersecurity as Biggest Tech Challenge
Advisors in TD Ameritrade survey expect continued growth in ’16, helped by targeting new niches, though rate hikes remain a concern in building client portfolios.
Matt Sonnen, Wealth Management Vet, Opens PFI Advisors
The new consultancy serves breakaway financial advisory teams and expanding RIAs.
A Break for Small Business
Congress has passed a targeted tax cut that is modest in cost that could create a pop in corporate spending—maybe even yours.
4 Uncommon Advisory Fee Structures
AUM fees aren't one size fits all. How should advisors charge for small accounts? Should they charge a financial planning fee? SEI weighs in.
Advisors: Update Your LLC Operating Agreement!
Advisors’ favorite business structure may be simple and flexible, but it needs to be updated regularly, for three big reasons.
LPL Makes Top-Level Push in Biz Development, Sales
Bill Morrissey will lead recruiting & development; Andy Kalbaugh will boost services to independent reps & institutions.