Is Your Data Breach Response Plan Good Enough? 3 Ways to Stress Test It
As the chances of a data breach incident increase, savvy businesses have invested time and thought in a response plan.
Morgan Stanley Q4 Profits Double, but Wealth Group Misses Target
CEO James Gorman says the firm's wealth management operations will produce better results this year.
LPL Adds $810M Bank Client
First Interstate Wealth Management has about 40 advisors and 80 offices in Montana, Wyoming and South Dakota.
5 Predictions for Advisor Fintech in 2017
While there are no crystal balls out there, current industry trends point to a number of significant developments that will play out in the fintech sector this year.
A Siri for Your Finances? Digit Says Trust Me
The fintech startup is working on algorithms to help users save money as painlessly as possible.
Technology Is Your Firm’s Central Nervous System
When Jason Kavanaugh founded Concorde Investments in 2005, he felt technology would be the cornerstone of the company and the foundation from which to grow the business.
SEC Fines Morgan Stanley $13M for Overcharging Clients
About 149,000 clients paid excess fees between 2012 and 2016, the regulator says.
Blockchain-Based Platform Opens After-Hours US Trading: Tech Roundup
Ascensus, Advisor Group, InvestCloud also announced enhancements and acquisitions this week.
RightCapital Launches Enterprise Tool to Ease DOL Rule Compliance
A leaner, meaner platform than competitors’ will help midsize firms provide more holistic planning for clients.
Morningstar Adds 2 to C-Suite
Tricia Rothschild is now chief product officer; Danny Dunn has joined from IBM to be the firm's first chief revenue officer.