Stifel ‘Will Always Look at Good Deals’: CEO
In the fourth quarter, profits more than doubled at the financial firm, which has 2,282 financial advisors.
First Republic, Raymond James & RBC Grab Merrill Reps: Recruiting Roundup
Meanwhile, Merrill Lynch adds a $2 million-producing advisor from Morgan Stanley.
Ameriprise Beats Estimates as Assets, Inflows Rise
The broker-dealer has 9,675 advisors with average fees and commissions of $518,000 per year.
Lori Hardwick Leaving COO Position at Pershing
The No. 2 to CEO Lisa Dolly will depart this week after less than a year at the RIA custody and broker-dealer clearing firm.
Betterment Now Offers Human Advice, Restructures Fees
The largest independent robo-advisor now offers 3 services: digital, digital plus and premium.
LPL to Pay $3.7M Over Star Rep’s Unsuitable VA Sales to Seniors
State regulators make the move in connection with over $1.8 million in commissions on variable annuities made by Roger Zullo and the IBD.
Raymond James Unveils Robo-Advisor
The firm says its more than 7,100 indie and employee reps will have access to the innovations by year-end.
White House Reporter Talks Trump, Tweeting and Trust
At FSI OneVoice, former ABC News reporter Ann Compton gives advisors a taste of the challenges and lessons of presidential power.
Cetera BD Names New President
Thomas Taylor will now lead Cetera Advisor Networks, which has about 2,400 affilated advisors.
Merrill Lynch Nabs $4.5M UBS Team in Texas: Recruiting Roundup
Meanwhile, Raymond James, Ameriprise, Focus Financial and Kestra add advisors, managers and more.