How to Add a Robo Without Cannibalizing Human Advice: Cerulli
The latest Cerulli report raises the questions that traditional advisory firms should answer before embarking on a robo offering.
Wells Fargo Advisors’ Digital Drive
Devon McConnell, head of digital for the wirehouse, shares details on the firm’s developing strategy.
LPL’s New CEO Comp Could Reach $5.4 Million
Dan Arnold will see his total compensation grow about three times from his president's wages.
Raymond James Adds Teams from Wells Fargo, LPL
The firm brings on employee and independent reps with nearly $350 million in assets in Connecticut and Florida.
Raymond James Nabs $1.2M Merrill Rep in Michigan: Recruiting Roundup
A veteran wirehouse advisor with about $110 million in client assets makes the move in the greater Detroit area.
New Year, New Thinking
The changes in the White House and Washington, D.C., this year are likely to bring an interesting mix of opportunities and challenges to financial advisors and their clients.
Alex. Brown Is Back
Location. Location. Location. It matters to advisors as well as realtors.
Karin Kimbrough, head of investment strategy for Merrill Lynch Wealth Management, joined Bank of America in 2014 after working for the Federal Reserve and for Morgan Stanley.
Department of Labor’s 2016 by the Numbers
A changing administration portends a change in direction, but here’s how the DOL did in 2016.
Will Trump SEC End ‘Broken Windows’ Cases Against Advisors and Brokers?
Chairwoman White’s departure may not end the Enforcement Division’s pursuit of minor violations.