How to Help Clients Plan for Natural Disasters
While hurricanes and wildfires are top of mind, now is the time to discuss potentially catastrophic events with clients.
RBC Wealth, Raymond James Launch Efforts to Boost Female Advisors
Videos and a publication aim to support existing women reps and add to their numbers, which are roughly 16% of the full US advisor force.
To Connect With Tomorrow’s Clients, Focus on Closing the Industry's Gender Gap Today
For all the talk of “embracing change,” the majority of independent firms and advisors continue to struggle with diversity.
Russell Taps Michelle Seitz as CEO
Seitz, the former head of William Blair Investment Management, has been in the business for three decades.
Columbia Law Professor Picked to Fill SEC Commissioner Seat
White House also nominated an assistant secretary of Labor for Congressional and Intergovernmental Affairs.
7 Top Online Brokerages: Kiplinger
Kiplinger ranks firms based on commissions, investment choices, tools, research, ease of use, mobile access and advisory services.
SEC Assembles Team to Craft Fiduciary Rule
The SEC has assembled the team of officials who will be instrumental in coordinating a fiduciary rulemaking with the DOL.
LPL, Stratos Wealth Partners Welcome $311M Team
Barton Spector Wealth Strategies focuses on retirement income planning and cites the DOL rule for the move.
Raymond James Recruits 2 Advisors Managing More Than $400 Million
Rosa Ebling joins from Baird and Jack Bayer joins from JPMorgan.
$600M Merrill Team Joins Syntal Capital Partners: Recruiting
Janney and RBC Wealth also pick up advisors from Morgan Stanley and Wells Fargo respectively.