Magic Johnson Gives Advice to TDAI Advisors
For one thing, the NBA Hall of Famer argues that you shouldn’t “love what you own.” He’s followed that advice in his post-basketball serial entrepreneur career.
12 Best & Worst Broker-Dealer 401(k) Plans: 2015
Using BrightScope data, we ranked 12 big firms on the tools they give their own employees to prepare for retirement.
SEC Names Grim Acting Director of Investment Management
David Grim has served as deputy director of the division for the past two years.
Industry, Media Fail to Promote Minority Advisors' Success, Ex-Advisor Charges
The profession hasn’t done a good enough job of profiling successful African-American advisors and showcasing their success, says former NFL player turned advisor Lee Jenkins.
A Tad Less Traditional
The credentials following Joshua Hatfield Charles’ name (CFP, ChFC, CLU, ADPA, CEP, CLTC) include the acronym for Accredited Domestic Partnership Advisor, testifying to the Rockville, Maryland, planner's focus on serving the lesbian, gay, bisexual and transgendered community.
Do You Have a Scalable Business?
Getting bigger is a great objective — if growth can be translated into results.
6 Thinking Mistakes Advisory Firm Owners Make
The success or failure of most owner-advisors doesn't depend on what most people would imagine. What really matters is how they think.
Should I Hire a New or Experienced Planner?
As financial planning firms grow, eventually they need to hire a new planner. The question firm owners face is this: hire someone new to the industry, or hire an advisor who's more experienced?
10 Reasons My Closing Ratio Tops 90%
How our firm's sales process went from dismal to dynamic.
TD Ameritrade Launches 4 Initiatives at National Conference
TDAI chief Tom Nally also vows company will remain “focused and vigilant” on advocating for the fiduciary standard.