Raymond James Adds 3 Texas Reps, Shares October Results
The firm attracts the independent advisors from rival LPL Financial in different parts of the Lone Star State.
LPL Continues Strong Recruiting Drive in Q3
A large number of advisors moved to the IBD from Cetera, Wells Fargo and Edward Jones.
6 Keys to Investment Success: T. Rowe’s Brian Rogers Reflects
As Rogers prepares to retire in March, he shares the investment lessons he’s learned during 35 years at T. Rowe Price.
Three Top SEC Officials to Leave Agency
The agency's chief litigator and director of trading and markets are among those on their way out before January.
Flat Fees: Not as New as You Think
I know many advisors who instituted retainers but then switched back to an AUM compensation model; the benefit was to them and their clients.
Wells Fargo Teams Jump Ship: Recruiting Roundup
A number of advisors are leaving wirehouse firms at year-end for smaller rivals, greater independence.
Does Your Fee Schedule Need an Overhaul?
Commissions? Fees? Retainers? Why there is no such thing as the perfect fee schedule.
Fidelity Says Abigail Johnson to Succeed Father as Chairman
Abigail Johnson will also remain CEO of Fidelity -- a title she's held since 2014.
SIFMA Board Has New Leaders
The 2017 board includes executives with Janney Montgomery Scott, Charles Schwab and AllianceBernstein.
Performance Reviews Aren't Just for Employees
Are you meeting expectations — or exceeding them in a way that positions you for advancement?