Given today's volatile markets, price compression, ever changing regulation and rising litigation, it is paramount advisors understand and satisfy their fiduciary obligations when working with ERISA Plans. Very few independent broker dealers have the internal resources and expertise to offer support and guidance in this highly complex environment. The hybrid model can support advisors in better understanding the ERISA environment. Advisors should align themselves with an ERISA savvy firm to help make implementing processes, understanding regulation and remaining in compliance with DOL standards more manageable and affordable.


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