Senators Introduce Retirement Security Act Focused on Small Business
“This Congress could make real strides in expanding opportunities for small businesses to provide retirement programs,” says ASPPA's Miller.
Asset Managers ‘No Longer Playing Defense’: Cerulli
Firms are solidly out of financial crisis mode and are looking to hire sales staff and develop new products, Cerulli finds.
Debt Rising Among Older Americans: EBRI
People over 55 owe more money, and they owe enough to make it a problem.
Bill Gross Expects Yellen to Save US From Crisis of Capitalism
The Janus Capital manager worries that without the Fed chairwoman’s planned rate hikes, investors would just stuff their money in mattresses.
TD Ameritrade Launches 4 Initiatives at National Conference
TDAI chief Tom Nally also vows company will remain “focused and vigilant” on advocating for the fiduciary standard.
TD Ameritrade CEO Tomczyk: ‘Not Obvious We’ve Hit Bottom’ on Oil Prices
As for where to invest, Fred Tomczyk thinks U.S. equities are still the way to go.
BD Audits Failing to Meet New Standards
After inspecting five BD audits and finding none met new PCAOB standards, the accounting board urged auditors to ensure they understood the new rules.
RIAs Rarin’ to Compete in 2015: TDAI Survey
“The steady movement of assets into the independent wealth management channel shows no signs of slowing,” TDAI's Nally said ahead of the firm's national conference.
NFL Players Turned Advisors Commend Cardale’s Career Move
Advisors with pro sports experience sound off on Sunday's Super Bowl and Ohio State quarterback Cardale Jones' desire to become a financial planner.
New Hire Roundup: SEC Names Schneider Associate Regional Director for Pacific Northwest
Meanwhile, Advisor Software announced that Erik Jepson has joined as chief customer officer.