Momentum Stocks Stay in Vogue
Hot sectors reveal much about sentiment supporting some investments.
Time for a BRIC Breakup?
Advisors and clients should give a hard look at what's causing sub-par performance.
Top Portfolio Products: Janus Reopens Fund
Schwab expands ETF OneSource; ETF Securities rolls out smart-beta products
Research Affiliates Explains QE
Chris Brightman clarifies the different tacks taken by the Fed, the Bank of England, the European Central Bank and the Bank of Japan.
TDAI on Practice Management: A Little Less Conversation, a Little More Action
TD Ameritrade Institutional recently changed the name of its practice management program to emphasize the importance of taking action to achieve positive outcomes.
Paid Tax Preparers Should Be Regulated, Consumer Groups Say
More than half of all tax returns are prepared by paid tax preparers, only 40% of whom are subject to mandatory professional standards, coalition says.
10 Super Bowl TV Ads to Watch For
With 110 million viewers expected to Watch Super Bowl XLIX on Sunday, the best marketers in the world are pulling out all the stops.
Side-Stepping SEC and DOL, 11 Fiduciary Best Practices for Advisors Are Proposed
Institute for the Fiduciary Standard's Knut Rostad says these practices can be used by advisors to counteract D.C. gridlock on fiduciary and “investor misperceptions.”
‘RIA-ization’ Transforming Advisor Industry
Advisors have lots to consider when using a corporate RIA or starting their own, says a panel at FSI OneVoice 2015.
SEC, FINRA Enforcement: Edward Jones Fined for AML Failures
Meanwhile, the SEC fined International Capital Group for selling penny stocks and making stock-based loans without registering as a BD.